The below table provides a list of regulatory alerts that you may come across as part of your counterparty & vendor due dilligence.

Alert Name	Description
Advisory Warning	Advisory issued to warn about certain practices or entities.
Ban	Prohibition or restriction imposed on specific activities or entities.
Charges	Notification of legal charges brought against an entity for regulatory non-compliance.
Cancellation Request	Request to cancel a license or registration.
Criminal Complaints	Notification of criminal complaints filed due to regulatory violations.
Criminal Fine	Notice of a financial penalty imposed as a result of a criminal conviction.
Dispute	Alert about a regulatory dispute between entities or parties.
Investigation	Alert indicating an ongoing regulatory investigation into a particular entity.
Investor Alert	Warning to investors about potential risks associated with a specific investment.
Letter	Formal communication from regulatory authorities addressing specific matters.
License Cancellation	Notification of the revocation of a regulatory license.
License Suspension	Notification of a temporary suspension of a regulatory license.
MVP Operational Licence Suspension	Alert for the temporary suspension of an MVP operational license.
Misleading Advertising	Alert regarding advertising that contains deceptive or false information.
Ongoing	Alert indicating an ongoing regulatory situation without a specific outcome.
Order	Official instruction issued by regulatory authorities to an entity.
Public Reprimand	Official rebuke issued publicly to an entity for regulatory violations.
Regulatory Decision	Communication conveying a regulatory authority's decision on a matter.
Regulatory Fine	Notice of a financial penalty imposed due to regulatory violations.
Sentence	Notification of a legal penalty or punishment imposed.
Settlement	Agreement reached between an entity and regulatory authorities to resolve issues.
Supervisory Notice	Communication from regulatory authorities outlining specific supervisory actions.
Unauthorised Firm	Alert for a firm operating without proper authorization.
Unlicensed Digital Asset Business	Alert for an unauthorized digital asset business operating without the required license.
Unregistered Digital Asset Exchange	Alert for a digital asset exchange not properly registered.
Unregistered Cryptoasset Firm	Alert for a cryptoasset firm not registered with regulatory authorities.
Unregistered Virtual Asset Service Provider	Alert for a virtual asset service provider lacking proper registration.
Unlicensed Entity	Alert for an entity operating without proper licensing.
Unlicensed Virtual Financial Asset Company	Alert for a virtual financial asset company operating without proper licensing.
Unlicensed Investment Services	Alert for investment services provided without proper licensing.
Unregistered Crypto Asset Exchange Provider	Alert for a crypto asset exchange provider not properly registered.
Unregistered Firm	Alert for a firm not properly registered.
Unregistered Recognised Market Operator (Digital Asset Exchange)	Alert for a digital asset exchange operator lacking proper registration.
Unregistered Operator	Alert for an operator not registered with regulatory authorities.
Unregulated Platform	Alert for a platform operating outside regulatory oversight.
Warning	Official notification highlighting specific regulatory concerns.
Wells Notice	Advanced notification to an entity of potential enforcement actions.